Compliance & Regulation


LSB seeks new role as AML supervisor for legal services

3 October 2023

The Legal Services Board has argued that it should take over responsibility for anti-money laundering supervision in legal services from OPBAS.


The SIF debate is finally over as SRA takes control of run-off scheme

3 October 2023

The seven-year debate over the future of the Solicitors Indemnity Fund has finally ended, with the Solicitors Regulation Authority formally taking over its management on Sunday.


“Shocking and abhorrent” conduct – SDT explains Bretherton strike-off

2 October 2023

The conduct of the City solicitor struck off for taking sexual advantage of an 18-year-old apprentice was “shocking and abhorrent”, the Solicitors Disciplinary Tribunal has said.


SRA fines law firm £45,000 for how it ran financial mis-selling claims

2 October 2023

The Solicitors Regulation Authority has slapped a law firm with a £45,000 fine for multiple failures in its conduct of financial mis-selling claims.


Law firm data breach “highlights risks to domestic violence victims”

28 September 2023

A family law firm that disclosed personal data about a woman and children to her rapist ex-partner has been highlighted in a warning over how data breaches are putting domestic abuse victims’ lives at risk.


Ban for cashier convicted of stealing from law firm employer

28 September 2023

A legal cashier who received a suspended jail sentence for stealing money from her law firm’s office account has been banned from the profession.


Taskforce to investigate ethics of City law firms acting for oligarchs

27 September 2023

A heavy hitting group of City lawyers and anti-corruption experts is to examine the ethics of solicitors providing civil legal services to overseas oligarchs and kleptocrats.


“We could yet intervene in Axiom Ince,” SRA boss says

27 September 2023

The Solicitors Regulation Authority may yet intervene in Axiom Ince, the law firm that now seems on the brink of collapse, it confirmed yesterday.


SRA steps up pressure on immigration firms with new warning notice

27 September 2023

The SRA has today ratcheted up the pressure on immigration firms, with a warning notice reminding them not to be “complicit in providing false or fabricated” information.


Fee-earner who favoured one client over another fails to lift ban

26 September 2023

A non-solicitor fee-earner banned from working for law firms after favouring the interests of a woman who suffered from Alzheimer’s over her mentally ill husband has failed to overturn it.

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Blog


How does the legal profession become neuroinclusive?

My learning journey as mum to an autistic son with profound additional needs completely changed the way in which I work as a child protection lawyer.


The real cure for inequality at law firms? Listening

How can men, as one male panellist put it, “get out of the way of people coming up through the ranks?”
Most of these conversations only happen after the men leave the room.


Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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