Compliance & Regulation


From offensive emails to misusing client money – solicitor struck off

12 September 2023

A solicitor whose misconduct “spiralled” from maladministration to using client money to pay personal expenses, and included calling a client a “spastick”, has been struck off.


SRA approves transfer of law firm owned by AIM-listed company

12 September 2023

The Solicitors Regulation Authority has approved new owners for an alternative business structure set up by an AIM-listed personal pension provider.


Legal regulators and representatives join government SLAPPs taskforce

12 September 2023

Legal regulators and representative bodies were yesterday named as members of a new government taskforce aiming to clamp down on SLAPPs.


“Catalogue of mistakes” – STEP makes case for will-writing regulation

8 September 2023

Nearly half of consumers who have a will either wrote their own or obtained it through a cheap online service, with hardly any checking the credentials of the provider.


Government set to resist calls for ban on NDAs in the workplace

8 September 2023

The government indicated this week that it would resist calls for a statutory ban on non-disclosure agreements in the workplace, having been told that lawyers “are part of the problem”.


Solicitor who “failed to disclose existence of clients” struck off

8 September 2023

A solicitor who told clients to pay fees into his personal bank account, in some cases for work that was never done, has been struck off by the Solicitors Disciplinary Tribunal.


Law Society and SRA win approval for 11.5% jump in cost of practising

7 September 2023

Individual solicitors and their firms will be paying an extra £13.2m to be regulated and represented in the coming year, the Legal Services Board has confirmed.


Partner who lied to clinical negligence victim’s mother struck off

7 September 2023

A partner lied to the litigation friend and mother of a medical negligence victim, telling her repeatedly over two and a half years that a pre-action protocol letter had been sent when it had not.


SRA issues hefty fine for solicitor who ignored conflict between clients

7 September 2023

A solicitor who acted for both sides in the transfer of five properties for nil value has been hit with a £12,000 fine by the Solicitors Regulation Authority.


Solicitor to face tribunal over “threatening” Covid letters to GPs

6 September 2023

A solicitor is set to face a disciplinary tribunal for aggressively threatening GPs with legal action if the doctor did not provide a Covid vaccination exemption for their client.

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