Compliance & Regulation


SDT clears City lawyer in Zoom “espionage” case

5 October 2023

A senior City lawyer accused of misconduct which the public would view as “perhaps even tantamount to espionage” has been cleared by the Solicitors Disciplinary Tribunal.


LSB has “no role” in promoting use of technology

4 October 2023

The Legal Services Board has “no role” in promoting the use of technology and there are “dangers in using regulatory levers to attempt to do so”, the Bar Council has warned.


SRA finally moves to shut down Axiom Ince

3 October 2023

The Solicitors Regulation Authority has today closed down Axiom Ince, the scandal-hit law firm that was on the verge of collapse.


High Court rejects appeal from “I like what I see” solicitor

3 October 2023

The High Court has rejected an appeal against a £20,000 fine imposed on a male law firm owner who said “mmm, I like what I see” to a young woman applying for a paralegal position.


LSB seeks new role as AML supervisor for legal services

3 October 2023

The Legal Services Board has argued that it should take over responsibility for anti-money laundering supervision in legal services from OPBAS.


The SIF debate is finally over as SRA takes control of run-off scheme

3 October 2023

The seven-year debate over the future of the Solicitors Indemnity Fund has finally ended, with the Solicitors Regulation Authority formally taking over its management on Sunday.


“Shocking and abhorrent” conduct – SDT explains Bretherton strike-off

2 October 2023

The conduct of the City solicitor struck off for taking sexual advantage of an 18-year-old apprentice was “shocking and abhorrent”, the Solicitors Disciplinary Tribunal has said.


SRA fines law firm £45,000 for how it ran financial mis-selling claims

2 October 2023

The Solicitors Regulation Authority has slapped a law firm with a £45,000 fine for multiple failures in its conduct of financial mis-selling claims.


Law firm data breach “highlights risks to domestic violence victims”

28 September 2023

A family law firm that disclosed personal data about a woman and children to her rapist ex-partner has been highlighted in a warning over how data breaches are putting domestic abuse victims’ lives at risk.


Ban for cashier convicted of stealing from law firm employer

28 September 2023

A legal cashier who received a suspended jail sentence for stealing money from her law firm’s office account has been banned from the profession.

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Blog


Small steps, big impact: how SME law firms are making legal tech work

For SME law firms, the priority is turning the potential of tech into measurable impact: success is driven not just by the technology, but by how firms approach planning and implementation.


Why housing disrepair claims against councils have leapt by nearly 400%

Housing disrepair claims against councils have surged dramatically in recent years, with some areas reporting increases approaching a staggering 400%.


Client accounts: Opportunity, obligation and the risks in between

The profitability gap between well-run firms and the rest is not primarily a function of size, location or practice area – it is a function of financial management.


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