Compliance & Regulation


Barrister suspended for “angry and violent” assault

8 February 2024

A barrister has been suspended for six months after being convicted for what a tribunal described as “a sustained, angry and violent physical assault” which was “clearly the result of heavy drinking”.


Two law firms fined thousands for AML non-compliance

7 February 2024

Two law firms that have not had their anti-money laundering policies in order for several years have been fined by the Solicitors Regulation Authority.


Firm held hundreds of residual balances for up to 28 years

6 February 2024

A law firm that held nearly £600,000 in hundreds of residual client balances dating back 28 years has been fined by the Solicitors Regulation Authority.


Exclusive: SRA begins fundamental review of client protection

5 February 2024

The SRA today starts a conversation about the future of client protection arrangements, the extreme end of which could see the end of firms holding client money and of the Compensation Fund.


Solicitor jailed for stealing money using powers of attorney

5 February 2024

A solicitor has been jailed for two years after admitting abusing her position to steal tens of thousands of pounds from two vulnerable people, one of whom was her father.


Legal helpline adviser not under duty to advise prospective client

2 February 2024

A legal helpline adviser at Irwin Mitchell was not under a duty to advise a prospective client of steps she needed to take to protect her position, the Court of Appeal has ruled.


SRA to investigate regulating CILEX paralegals and students

1 February 2024

The Solicitors Regulation Authority is to consult on how it would regulate CILEX paralegals and students in the next stage of its work on assuming oversight of the legal executive profession.


Collapsed SSB “faces up to 1,400 negligence claims”

31 January 2024

Consumer claims firm SSB Law, which went into administration earlier this month owing six litigation funders £200m, faces up to 1,400 professional negligence claims, it has emerged.


Nothing “inherently improper” about barristers using generative AI

31 January 2024

There is nothing “inherently improper” about barristers using tools based on generative AI, so long as they are “properly understood” and “used responsibly”, the Bar Council has said.


Solicitor who ‘retained’ but never instructed counsel is struck off

30 January 2024

A solicitor who dishonestly misled his client, his client’s son and the other side about the progress of litigation he was conducting has been struck off.

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Blog


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My learning journey as mum to an autistic son with profound additional needs completely changed the way in which I work as a child protection lawyer.


The real cure for inequality at law firms? Listening

How can men, as one male panellist put it, “get out of the way of people coming up through the ranks?”
Most of these conversations only happen after the men leave the room.


Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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