Compliance & Regulation


Solicitor convicted of tipping off client about money laundering probe

16 November 2023

The first solicitor ever prosecuted by the Serious Fraud Office for ‘tipping off’ a client about a money laundering investigation was convicted this week at the Old Bailey.


SRA issues detailed defence of its actions on Axiom Ince

15 November 2023

The SRA yesterday issued its first detailed statement on the Axiom Ince scandal, saying the suspected dishonesty was “sophisticated” and missed by everyone else.


ASA bans law firm’s TikTok adverts for misleading consumers

15 November 2023

The Advertising Standards Authority has banned two misleading TikTok posts by a law firm for not making clear that the people featured were not genuine clients.


Solicitor struck off for lying to friend about training contract offer

15 November 2023

A solicitor who convinced a friend that he was director of a Somerset law firm and could get her a training contract has been struck off.


Seven arrests in dawn raids as SFO launches Axiom Ince probe

14 November 2023

The Serious Fraud Office today arrested seven people and carried out dawn raids across nine sites, as it announced the launch of a criminal investigation into Axiom Ince.


BSB social media guidance “will do little to protect women’s voices”

14 November 2023

The Bar Standards Board’s new social media guidance “will do little to protect women’s voices an increasingly digitised world”, two leading female barristers have argued.


Conveyancers disqualified in “one of most serious cases”

13 November 2023

Two licensed conveyancers found guilty of widespread misconduct have been disqualified after a panel described theirs as “one of the most serious cases” it had ever heard.


Prosecutor suspended for romantic interest in defendant

10 November 2023

A barrister who used information he had as a prosecutor to pursue a romantic interest in the defendant has been suspended from practice for 26 months.


Barrister disbarred for lying to law firm employer about conviction

9 November 2023

A barrister who lied to a law firm about not having any unspent convictions when applying for a job and then working there has been disbarred.


Judge halves suspension of barrister who misled Court of Appeal

8 November 2023

The High Court has halved the 12-month suspension imposed on a barrister who recklessly misled the Court of Appeal because the tribunal failed to take proper account of mitigating factors.

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