Compliance & Regulation


Axiom Ince “has enough assets” to meet claims for missing millions

18 September 2023

Axiom Ince should have sufficient assets to meet the claims for the millions in missing money, a lawyer for its global chief executive has said.


IT worker used firm email in bid to influence coroner

18 September 2023

An IT support worker at a major London law firm who sought to influence a coroner by sending misleading emails using his work account has been banned from the profession.


Size and amount of property work “main drivers” of PII premiums

15 September 2023

Smaller law firms and practices that mainly operate in conveyancing pay twice the level of professional indemnity insurance premium of others, new research has shown.


Four years on, BSB starts paying for Legal Choices again

15 September 2023

The Bar Standards Board has decided to restart paying its share to the cost of the consumer-facing website run by all the legal regulators, four years after pulling out.


Vineall urges Bar to lead innovation and keep external investors at bay

14 September 2023

Barristers need to lead innovation at the Bar if they want to avoid sharing the fruits of their labours with external investors, the Bar Council chair said last night.


Solicitor who changed date of legal charge is struck off

14 September 2023

A solicitor who changed the date on a legal charge having missed the deadline for registration at Companies House has been struck off by the Solicitors Disciplinary Tribunal.


SDT fines senior solicitor £25,000 for sexual assault convictions

13 September 2023

A senior solicitor convicted of sexually assaulting two women in his local pub has been fined £25,000 by the Solicitors Disciplinary Tribunal.


Firms risk SDT as they fail to act on new workplace conduct rules

13 September 2023

Law firms are struggling to understand the Solicitors Regulation Authority’s workplace environment rules introduced earlier this year, a leading regulatory solicitor has warned.


Government pulls back on single regulator for insolvency practitioners

13 September 2023

The government has rowed back on a proposal to introduce a single regulator for insolvency practitioners but will take statutory power to do it in future if needed.


From offensive emails to misusing client money – solicitor struck off

12 September 2023

A solicitor whose misconduct “spiralled” from maladministration to using client money to pay personal expenses, and included calling a client a “spastick”, has been struck off.

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Blog


Santa’s Costa Living Crisis

It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.


Five golden links for a caring Christmas and New Year

This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.


Amplifying reach through employee-driven thought leadership

Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.


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