Compliance & Regulation


Ban for cashier convicted of stealing from law firm employer

28 September 2023

A legal cashier who received a suspended jail sentence for stealing money from her law firm’s office account has been banned from the profession.


Taskforce to investigate ethics of City law firms acting for oligarchs

27 September 2023

A heavy hitting group of City lawyers and anti-corruption experts is to examine the ethics of solicitors providing civil legal services to overseas oligarchs and kleptocrats.


“We could yet intervene in Axiom Ince,” SRA boss says

27 September 2023

The Solicitors Regulation Authority may yet intervene in Axiom Ince, the law firm that now seems on the brink of collapse, it confirmed yesterday.


SRA steps up pressure on immigration firms with new warning notice

27 September 2023

The SRA has today ratcheted up the pressure on immigration firms, with a warning notice reminding them not to be “complicit in providing false or fabricated” information.


Fee-earner who favoured one client over another fails to lift ban

26 September 2023

A non-solicitor fee-earner banned from working for law firms after favouring the interests of a woman who suffered from Alzheimer’s over her mentally ill husband has failed to overturn it.


Jail for lottery scam ex-solicitor who stole £2m of client money

26 September 2023

A solicitor struck off for plundering £2m from his firm’s client accounts as well as trusts after falling victim to a lottery scam has been jailed for four years.


Solicitor to face SDT over “misleading” Covid threats to schools and GPs

22 September 2023

A solicitor accused of sending misleading threats to schools and GP surgeries over Covid vaccinations for children is to face the Solicitors Disciplinary Tribunal.


SRA: Firms must be held accountable for progress on diversity

21 September 2023

Law firms need to be held accountable over efforts to improve the profession’s equality, diversity and inclusion, the chief executive of the SRA said yesterday.


Using the right tech “should be a competence requirement”

20 September 2023

Being able to apply the right technology tool to service clients should become a competence requirement for lawyers, the former head of LawtechUK has suggested.


“Manifestly incompetent” solicitor did not tell SRA when firm went bust

19 September 2023

A solicitor who admitted “manifest incompetence” and that he was “a poor manager”, failing to disclose that his firm was in financial difficulty, has been suspended for 18 months.

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Blog


Santa’s Costa Living Crisis

It’s almost 25 December, so it must be time for the annual Christmas blog from Nigel Wallis, consultant solicitor at O’Connors Legal Services.


Five golden links for a caring Christmas and New Year

This time of year always sharpens thoughts about how we look after and support elderly clients and those, elderly or otherwise, who find themselves in vulnerable circumstances.


Amplifying reach through employee-driven thought leadership

Nine in 10 executives believe thought leadership is critical to building authority, yet only a quarter feel they have implemented a robust strategy.


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