Compliance & Regulation


SRA hands out fines nearing £50,000 for AML failures

19 January 2024

The Solicitors Regulation Authority has this week issued fines totalling nearly £50,000 to two law firms and a solicitor over various breaches of anti-money laundering rules.


Immigration solicitor’s complaints about Daily Mail sting rejected

19 January 2024

One of the immigration solicitors caught up in a Daily Mail sting last summer has failed in his complaint about it to the Independent Press Standards Organisation.


Lawyer rebuked for not checking ID of walk-in client

18 January 2024

A chartered legal executive who failed to check the identity of a walk-in client who said the firm had acted for him in the past has been rebuked by the Solicitors Regulation Authority.


CMA urged to act over lack of progress on lawyer quality indicators

17 January 2024

The Competition & Markets Authority has been urged to step in and accelerate the “painfully slow” progress legal regulators are making in developing quality indicators.


CA upholds ruling that solicitor did not condone partner’s £16m fraud

17 January 2024

The Court of Appeal has dismissed the latest bid by the insurer of London law firm Jirehouse – whose founder is in jail for fraud – to exclude liability for the multi-million-pound loss suffered by a client.


Solicitor fined £15,000 fine for AML due diligence failures

17 January 2024

A partner who failed to conduct proper client due diligence in property transactions that had signs of money laundering has been fined £15,000.


Private client lawyer who pocketed clients’ fees is struck off

16 January 2024

A salaried partner who told clients to pay him in cash or with cheques made out to him, which he kept, has been struck off by the Solicitors Disciplinary Tribunal.


BSB to scrap requirement for barristers to have a degree

16 January 2024

The BSB is planning to scrap the requirement that Bar students have at least a lower second-class degree, opening the way for those with third-class degrees or no degree at all to become a barrister.


First diversity profile of in-house solicitors puts public sector to fore

16 January 2024

The public sector is home to a more diverse group of in-house solicitors than the private sector, Solicitors Regulation Authority data has shown.


Ex-Dentons lawyer barred after groping colleague at work social

16 January 2024

A Scottish solicitor who groped a colleague while working in the City at Dentons has had controls placed on his future employment in the sector.

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