Compliance & Regulation


Solicitor who lied to clients about progress of litigation is struck off

17 April 2024

A solicitor who lied to litigation clients about sending pre-action protocol letters and failed to tell one of them about a costs offer until it expired has been struck off.


“Myopic interpretation” of client’s best interests led PO lawyers astray

17 April 2024

A “myopic interpretation of acting in the client’s best interests” is one of the reasons why lawyers who acted for the Post Office crossed lines, a barrister acting for sub-postmasters has suggested.


“Actually, you passed” – 175 SQE candidates let down by marking error

15 April 2024

All 6,626 candidates who took the SQE1 in January have had their results reissued after marking errors meant 175 who thought they had failed actually passed.


Barrister jailed for drug offences fails in appeal against sentence

15 April 2024

The Court of Appeal has rejected an appeal against the 14-month jail sentence imposed on a barrister who obtained drugs from two men he was representing.


£105k for two days a week: SRA begins search for new chair

15 April 2024

The Solicitors Regulation Authority has begun the search for a new chair for its board, who will be paid £105,000 a year for around two days a week.


Legal Services Board to probe SRA over SSB Group collapse

12 April 2024

The Legal Services Board is to probe the Solicitors Regulation Authority’s actions in the lead-up to the collapse of SSB Group, it has announced.


SDT refuses to overturn ban on ex-law firm employee over missing cash

12 April 2024

A man whose parents granted a charge over their house to repay the £90,000 misappropriated from his law firm employer has failed to overturn a ban on working in the profession.


Report calls for major overhaul of BSB enforcement processes

12 April 2024

The Bar Standards Board has the right approach to dealing with complaints about barristers’ conduct but there are “a large number of areas” for improvement, a major review has concluded.


Campaigners call on regulator to drop Proudman prosecution

12 April 2024

A group of campaigners have called on the BSB to drop its prosecution of high-profile and self-declared feminist barrister Dr Charlotte Proudman over criticisms she made of a judge.


SRA moves language checks to point of admission

11 April 2024

The SRA is going ahead with plans to move its English or Welsh language proficiency checks from the point where solicitors apply for their first practising certificates to the point of admission.

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Blog


Accountability has to live within governance, not with one person

The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.


The SRA’s client money reforms: good intentions, questionable execution

On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.


Recruitment, retention and reward in the legal accounts world

Understanding the legal finance market is important – not just for those actively involved in it day-to-day but also for leaders within law firms.


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