Compliance & Regulation


Struck-off solicitor jailed for more immigration offences

7 May 2024

A solicitor struck off after being convicted of immigration law offences while suspended has now been jailed for seven and a half years for fraudulent immigration advice.


Barrister sacked by Parole Board over “catastrophic error”

3 May 2024

A barrister has failed in a challenge to her removal from the Parole Board after she directed the release of a violent prisoner based on a mistaken understanding of the facts.


Solicitor who left Harvester without paying is struck off

3 May 2024

A criminal defence solicitor convicted of failing to pay a combined £104.38 at a Harvester restaurant and to a Just Eat delivery driver has been struck off.


Barrister disbarred for harassment wins fresh sanction decision

3 May 2024

A male barrister disbarred for sexual harassment is to have the sanction redetermined because the panel appeared to have prematurely decided it, the High Court has ruled.


Partner lied to client while doing nothing on her claim for 17 years

2 May 2024

A former partner at Slater & Gordon who deceived a client for 17 years about the progress on her claim – when in fact he did nothing on it for all that time – has been struck off.


CMA warns unregulated providers over comparisons with solicitors

1 May 2024

Unregulated providers of will writing and online divorce services should not make “misleading comparisons” with solicitors, the Competition and Markets Authority has warned


Probate manager jailed after stealing £634k from two law firms

29 April 2024

A probate manager who took £634,000 from estates while working at two law firms has been jailed for four years after pleading guilty to charges of fraud by abuse of position and money laundering.


Solicitor rejected settlement offers without client instructions

29 April 2024

A solicitor who rejected offers to settle a case without instructions from his client has been rebuked by the Solicitors Regulation Authority.


Barrister who tried to double £500 fee with fake invoice disbarred

26 April 2024

A barrister who tried to claim double the £500 fee he had agreed with his solicitor by providing the court with a fake fee note has been disbarred.


Legal Ombudsman fights off JR of refusal to uphold complaint

26 April 2024

The High Court has dismissed a judicial review of a decision by the Legal Ombudsman to reject a complaint about a law firm made 18 years after the service was provided.

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Blog


Accountability has to live within governance, not with one person

The assumption has long been that a COLP or COFA is personally exposed to the consequences of anti-money laundering breaches.


The SRA’s client money reforms: good intentions, questionable execution

On the face of it, the SRA’s plans to tighten protections around client money sounds sensible. The detail, as ever, tells a more complicated story.


Recruitment, retention and reward in the legal accounts world

Understanding the legal finance market is important – not just for those actively involved in it day-to-day but also for leaders within law firms.


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