Compliance & Regulation


SRA to appeal decision to clear Dentons over AML breaches

15 July 2024

The High Court looks set to rule on whether a tribunal was right to find that Dentons’ breach of the anti-money laundering rules was “inadvertent”.


Police station rep referred to transgender detainee as “thing”

12 July 2024

A police station representative who made offensive comments about a transgender detainee and about immigrants has been made subject to regulatory controls.


BSB slaps down Bar Council over diversity and equality work

12 July 2024

The Bar Standards Board has rejected a Bar Council call to take a step back from efforts to improve equality, diversity and inclusion and instead leave it to the profession.


Law firms need to act over new duty to prevent sexual harassment

11 July 2024

Law firms will need to rethink their approach to alcohol at events as part of preparing for the new positive legal duty on employers to prevent sexual harassment in the workplace.


Pupil barrister fined for f-word outbursts during online exam

11 July 2024

A pupil barrister has been fined £500 for a series of foul-mouthed outbursts at a remote invigilator during an online ethics exam, which ended with him raising his middle finger to the camera.


£36k fine for law firm which let millions pass through client account

10 July 2024

A specialist sports law firm has been fined £36,000, and its COFA rebuked, for allowing its client account to be used as a banking facility.


Solicitor leaves roll after misusing dormant client money

9 July 2024

A solicitor who transferred £15,000 that was long sat dormant in client account to his firm’s office account has agreed to remove himself from the roll of solicitors.


Call to charge lawyers £450 to make complaint to FOS

9 July 2024

A trade association for financial advisers has called on the Financial Ombudsman Service to impose charges of £450 per case on law firms and CMCs making volume complaints.


Barrister who bought drugs from criminal clients disbarred

8 July 2024

A barrister jailed for 14 months for obtaining drugs from two men he was representing has been disbarred after his fourth appearance before a Bar disciplinary tribunal.


Conveyancers “overlooking post-completion work” after taking fee

8 July 2024

The Council for Licensed Conveyancers has outlined its “growing concern” that post-completion work is not being done properly and promptly.

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Blog


How does the legal profession become neuroinclusive?

My learning journey as mum to an autistic son with profound additional needs completely changed the way in which I work as a child protection lawyer.


The real cure for inequality at law firms? Listening

How can men, as one male panellist put it, “get out of the way of people coming up through the ranks?”
Most of these conversations only happen after the men leave the room.


Andy Burnham and the Hillsborough Law: should solicitors be worried?

Now that Andy Burnham has become prime minister, the Public Office (Accountability) Bill, otherwise known as the Hillsborough Law, will receive a real boost of political capital.


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