BARBRI Altior: Compliance: Investment Schemes – The Risks and Warnings for Solicitors
5th February 2020 - Online
The SRA Risk Outlook 2018/2019 highlights the risks and dangers investment schemes pose to solicitors and their clients. With this, the SRA has outlined a number of core issues of which solicitors need to be aware of in order to ensure that they do not fall below standards of expected behaviour.
This course will introduce and explain investment schemes and their associated risks. The course trainer, Michael Cotter, is an expert Financial Services Lawyer who can provide real world insight and examples of assisting and working with those affected by investment scheme collapses which have impacted both private clients and corporate bodies.
Key benefits include:
Meet SRA standards of compliance
Champion compliance and risk management in your firm
Integrate learnings with existing processes
To book your place on the 12pm – 1pm online course click on the button below: