InfoTrack: “We Just Walk Over and Talk”: Why Informal Compliance Fails SRA Scrutiny
15th July 2026 at 11:00 am - Online
You might have the best compliance culture in your building. But if it isn’t written down, it doesn’t exist. Not as far as the SRA is concerned.
In this 40-minute session, InfoTrack’s David Rawson cuts through the 2026 regulatory picture: what has changed, what the SRA is specifically looking for when they come in, and what a written compliance record actually needs to contain. No jargon. No scare tactics. Just the practical reality of where most firms have a gap, and what closing it looks like.
You’ll leave knowing:
- What the SRA’s 2026 thematic review is targeting and why it matters for your firm
- The six documentation failures appearing most often in enforcement actions right now
- How to build an audit trail that holds up, without adding workload to your team
Free to attend. Can’t make it live? Register anyway and we’ll send you the recording.
