ILFM: COFA Masterclass

3rd October 2023 - Online

This training will cover the role and duties of the Compliance Officer for Finance & Administration (COFA), implementing systems to protect client money plus breach management and reporting. It will also cover COFA tips and provide a hitlist of key tasks.

The training will include practical examples and case studies discussing whether a breach is material and COFA conundrums.

Who is it for?

Whether you are being appointed as a COFA, a member of an accounts team or supporting the COFA in their role you will find this training invaluable.

What will you gain?

A deeper understanding of the role along with useful tips, interactive discussions about challenges the COFA faces and approaches in managing the role. An insight into what best practice looks like and also what can go wrong within a firm and the warning signs which could indicate potential problems.

What will it cover?

  • Background and responsibilities of the COFA role
  • Protecting client money
  • Breach reporting and management
  • COFA conundrum and scenarios
  • COFA Tips and hitlist