DG Legal: Navigating The UK Sanctions Compliance As A Law Firm Course

Sanctions compliance is an increasingly important regulatory responsibility for law firms. Unlike anti-money laundering obligations, sanctions requirements apply to all firms, regardless of the areas of law they practise, and breaches can result in significant financial, regulatory, and reputational consequences.

This practical course provides a clear overview of the UK’s sanctions regime and the steps law firms should take to meet their obligations. Delegates will gain a better understanding of how sanctions differ from AML requirements, when checks should be undertaken, how to identify sanctions risks, and what to do if a client or matter becomes subject to sanctions restrictions.

Through practical guidance and real-world examples, the course explores the systems, controls, and risk assessments firms should have in place, together with key reporting obligations and licensing considerations. It is designed to help firms navigate the sanctions landscape confidently and reduce the risk of non-compliance.

Topics Covered

• Overview of the UK sanctions regime and its application to law firms

• Key differences between sanctions compliance and AML requirements

• Conducting sanctions checks and using screening tools effectively

• Implementing proportionate sanctions controls and risk assessments

• Managing clients, matters, and jurisdictions affected by sanctions

• Reporting obligations, OFSI requirements, and licensing considerations

• Legal Professional Privilege and sanctions compliance

• Identifying sanctions red flags and learning from enforcement action

Target Audience

This online course is suitable for partners, directors, COLPs, MLROs, compliance professionals, fee earners, and support staff involved in client onboarding, matter management, or regulatory compliance. It is relevant to all law firms, regardless of the services they provide, and is particularly beneficial for firms seeking to strengthen their sanctions compliance framework.