Regulation

LSB and SRA accused of putting too much emphasis on competition

Legal Futures Conference Nov16: Innovation

Both the Legal Services Board and the Solicitors Regulation Authority are putting too much emphasis on promoting competition at the expense of the other regulatory objectives they are meant to uphold, the Law Society has claimed. But the SRA has said its plan to allow practising solicitors to operate from unregulated businesses is “overdue”.

February 28th, 2017

In-house lawyer wins tribunal agreement to remove practising restrictions

accounts

The head of a council’s child protection legal team has successfully removed all the conditions on his practising certificate imposed by the Solicitors Regulation Authority in the wake of a finding against him by a disciplinary tribunal.

February 27th, 2017

Leading legal aid firm rebuked after paying referral fees for domestic violence clients

SRA logo on brick wall

Leading legal aid law firm Duncan Lewis has been sanctioned for breaching the rule that prohibits paying referral fees for legally aided clients. The rebuke and £2,000 fine is the most that the Solicitors Regulation Authority can do without referring the firm to the Solicitors Disciplinary Tribunal.

February 24th, 2017

CILEx unveils governance rethink with an eye to regulatory independence

Martin Callan

The Chartered Institute of Legal Executives (CILEx) has unveiled major governance reform that it said prepares the body for the government making legal regulators entirely independent. Crucially, it said the changes would ensure that CILEx continues to be viable as a professional body without receiving any income from practising fees.

February 23rd, 2017

Court of Appeal: law firms must comply with data requests even if purpose is to aid litigation

confidential stamp

Law firms must comply with data requests even if the purpose for seeking the documents is assisting in litigation, the Court of Appeal has ruled. Overturning the High Court, Lady Justice Arden held that a data request was not invalid if made for the “collateral purpose of assisting in litigation”.

February 22nd, 2017

Lord Chief Justice “strongly opposes” accountants’ bid to handle litigation and advocacy work

Lord Thomas of Cwmgiedd LCJ

The Lord Chief Justice has outlined his “strong opposition” to a bid to allow accountants to handle tax litigation and advocacy work – and in return come under fire from the body that would regulate them. Lord Thomas described the application by the Institute for Chartered Accountants in England and Wales as “entirely premature”.

February 21st, 2017

Convicted solicitor was “naive but not dishonest”, says tribunal

Singapore

The solicitor convicted of transferring criminal property after being taken in by a charismatic conman posing as the Pope’s banker was naïve but not dishonest, the Solicitors Disciplinary Tribunal has said in explaining why it considered a £2,000 fine sufficient penalty for her misconduct.

February 20th, 2017

Legal Services Board launches probe into whether Law Society fetters SRA’s independence

Law Society - Front1

The Legal Services Board has stepped up the pressure on the Law Society’s role as the approved regulator of solicitors by announcing a formal investigation into whether the Solicitors Regulation Authority has sufficient independence.

February 17th, 2017

LSB to put regulators’ efforts to improve diversity under microscope

Neil Buckley

The Legal Services Board will next year carry out the first formal assessment of how the profession’s regulators have performed in improving diversity in their parts of the law, it has announced. Publishing its revised diversity guidance, the board said, however, that it expects to see the guidance influencing activities this year.

February 16th, 2017

Law firm pioneer turned football executive is suspended by SDT

Greg Shields

A former chief executive of Cheshire-based solicitors Forster Dean, who is now a leading football administrator in Northern Ireland, has been suspended by the Solicitors Disciplinary Tribunal over accounts rule breaches.

February 15th, 2017