Checklist to test if you ready for COLPs and COFAs

Print This Post

20 December 2012


Are you ready for 1 January 2013 and the start of the Solicitors Regulation Authority’s new COLP and COFA regime? Worry not – the Compl-i team at Weightmans has produced a handy pre-1 January checklist so you can be sure that you have thought of everything. Click COLP COFA checklist to download it.



Associate News is provided by Legal Futures Associates.
Find out about becoming an Associate



Leave a comment

* Denotes required field

All comments will be moderated before posting. Please see our Terms and Conditions

Legal Futures Blog

Know your client checks – A lesson from BHS

Paul-Bennett for Legal Futures

As you will be aware, it is a legal requirement for advisory firms to carry out ‘know your client’ checks. The purpose of doing so is to confirm your client’s identity and to seek to provide protection in respect of anti-money laundering (AML) and terrorist financing laws. The BHS experience before the House of Commons’ work and pensions committee and business, innovation and skills committee shows that firms need to think beyond AML obligations.

September 29th, 2016